Islam and the Challenge
of Democracy
Can
individual rights and popular sovereignty take root in faith?
by
Khaled Abou
El Fadl
A Muslim jurist writing a few centuries ago on
the subject of Islam and government would have commenced his treatise by distinguishing
three types of political systems. The first he would have described as a
natural system-like a primitive state of nature, an uncivilized, anarchic world
where the most powerful tyrannize the rest. Instead of law there would be
custom; instead of government there would be tribal elders who would be obeyed
only as long as they remained the strongest.
The jurist would then describe a second system,
ruled by a prince or king whose word is the law. Because the law is fixed by
the arbitrary will of the ruler and the people obey out of necessity or
compulsion, this system, too, is tyrannical and illegitimate.
The third and best system would have been the
caliphate, based on Shari'ah law-the body of Muslim
religious law founded on the Qur'an and the conduct and statements of the
Prophet. Shari'ah law, according to Muslim jurists,
fulfills the criteria of justice and legitimacy and binds governed and governor
alike. Because it is based on the rule of law and thus deprives human beings of
arbitrary authority over other human beings, the caliphate system was
considered superior to any other.
In espousing the rule of law and limited
government, classical Muslim scholars embraced core elements of modern
democratic practice. Limited government and the rule of law, however, are only
two elements of the system of government with the most compelling claim to
legitimacy today. Democracy's moral power lies in the idea that the citizens of
a nation are the sovereign, and-in modern representative democracies-they express
their sovereign will by electing representatives. In a democracy, the people
are the source of the law and the law in turn is to ensure fundamental rights
that protect the well-being and interests of the individual members of the
sovereign.
For Islam, democracy poses a formidable
challenge. Muslim jurists argued that law made by a sovereign monarch is
illegitimate because it substitutes human authority for God's sovereignty. But
law made by sovereign citizens faces the same problem of legitimacy. In Islam,
God is the only sovereign and ultimate source of legitimate law. How, then, can
a democratic conception of the people's authority be reconciled with an Islamic
understanding of God's authority?
Answering this question is extraordinarily
important but also extraordinarily difficult, for both political and conceptual
reasons. On the political side, it must be said at the outset that democracy
faces a number of practical hurdles in Islamic countries-authoritarian
political traditions, a history of colonial and imperial rule, and state
domination of economy and society. But philosophical and doctrinal questions
are important, and I propose to focus on them here as the beginning of a
discussion of the possibilities for democracy in the Islamic world.
A central conceptual problem is that modern
democracy evolved over centuries within the distinctive context of
post-Reformation, market-oriented Christian Europe. Does it make sense to look
for points of contact in a remarkably different context? My answer begins from
the premise that democracy and Islam are defined in the first instance by their
underlying moral values and the attitudinal commitments of their adherents-not
by the ways that those values and commitments have been applied. If we focus on
those fundamental moral values, I believe, we will see that the tradition of
Islamic political thought contains both interpretive and practical
possibilities that can be developed into a democratic system. To be sure, these
doctrinal potentialities may remain unrealized: without will power, inspired
vision, and moral commitment there can be no democracy in Islam. But Muslims,
for whom Islam is the authoritative frame of reference, can come to the
conviction that democracy is an ethical good, and that the pursuit of this good
does not require abandoning Islam.
Democracy
and Divine Sovereignty
Although Muslim jurists debated political
systems, the Qur'an itself did not specify a particular form of government. But
it did identify a set of social and political values that are central to a
Muslim polity. Three values are of particular importance: pursuing justice
through social cooperation and mutual assistance (Qur'an 49:13; 11:119);
establishing a non-autocratic, consultative method of governance; and
institutionalizing mercy and compassion in social interactions (6:12, 54; 21:107; 27:77; 29:51; 45.20). So,
all else equal, Muslims today ought to endorse the form of government that is
most effective in helping them promote these values.
The
Case for Democracy
Several considerations suggest that democracy-and
especially a constitutional democracy that protects basic individual rights-is
that form. My central argument (others will emerge later) is that democracy-by
assigning equal rights of speech, association, and suffrage to all-offers the
greatest potential for promoting justice and protecting human dignity, without
making God responsible for human injustice or the degradation of human beings
by one another. A fundamental Qur'anic idea is that
God vested all of humanity with a kind of divinity by making all human beings
the viceroys of God on this earth: "Remember, when your Lord said to the
angels: 'I have to place a vicegerent on earth,' they said: 'Will you place one
there who will create disorder and shed blood, while we intone Your litanies
and sanctify Your name?' And God said: 'I know what you do not know'" (2:30). In particular, human beings are
responsible, as God's vicegerents, for making the world more just. By assigning
equal political rights to all adults, democracy expresses that special status
of human beings in God's creation and enables them to discharge that
responsibility.
Of course God's vicegerent does not share God's
perfection of judgment and will. A constitutional democracy, then, acknowledges
the errors of judgment, temptations, and vices associated with human
fallibility by enshrining some basic moral standards in a
constitutional document-moral standards that express the dignity of
individuals. To be sure, democracy does not ensure justice. But it does
establish a basis for pursuing justice and thus for fulfilling a fundamental
responsibility assigned by God to each of us.
Of course, in a representative democracy some
individuals have greater authority than others. But a democratic system makes
those authorities accountable to all and thus resists the tendency of the
powerful to render themselves immune from judgment.
This requirement of accountability is consistent with the imperative of justice
in Islam. If a political system has no institutional mechanisms to call the
unjust to account, then the system is itself unjust, regardless of whether
injustice is actually committed or not. If the criminal law does not assign
punishment for rape, then it is unjust, quite apart from whether that crime is ever
committed or not. It is a moral good in and of itself that a democracy, through
the institutions of the vote, separation and division of power, and guarantee
of pluralism at least offers the possibility of redress.
We have a provisional case for democracy, then,
founded on a fundamental Islamic idea about the special status of human beings
in God's creation. It is provisional because we have not yet considered the
great challenge to that case: how can the higher law of Shari'ah,
founded on God's sovereignty, be reconciled with the democratic idea that the
people, as the sovereign, can be free to flout Shari'ah
law?
God
as the Sovereign
Early in Islamic history the issue of God's
political dominion (hakimiyyat Allah)
was raised by a group known as the Haruriyya (later
known as the Khawarij) when they rebelled against the
fourth Rightly Guided Caliph 'Ali Ibn Abi Talib. Initially supporters
of 'Ali, the Haruriyya turned against him when he
agreed to arbitrate his political dispute with a competing political faction
led by a man named Mu'awiya.
'Ali himself had agreed to the arbitration on
condition that the arbitrators be bound by the Qur'an
and give full consideration to the supremacy of the Shari'ah.
But the Khawarij-pious,
puritanical, and fanatical-believed that God's law clearly supported 'Ali.
So they rejected arbitration as inherently unlawful and, in effect, a challenge
to God's sovereignty. According to the Khawarij,
'Ali's behavior showed that he was willing to compromise God's supremacy by
transferring decision making to human actors. They declared 'Ali a traitor to
God, and after efforts to reach a peaceful resolution failed they assassinated
him. After 'Ali's death, Mu'awiya
seized power and established himself as the first caliph of the Umayyad
Dynasty.
Anecdotal reports about the debates between 'Ali
and the Khawarij reflect an unmistakable tension
about the meaning of legality and the implications of the rule of law. In one
such report members of the Khawarij accused 'Ali of
accepting the judgment and dominion (hakimiyya)
of human beings instead of abiding by the dominion of God's law. Upon hearing
of this accusation, 'Ali called upon the people to gather around him and
brought a large copy of the Qur'an. 'Ali touched the Qur'an while instructing
it to speak to the people and inform them about God's law. Surprised, the
people gathered around 'Ali exclaimed, "What are you doing? The Qur'an
cannot speak, for it is not a human being!" Upon hearing this, 'Ali
exclaimed that this was exactly his point. The Qur'an, 'Ali explained, is but
ink and paper, and it does not speak for itself.
Instead, it is human beings who give effect to it according to their limited
personal judgments and opinions.1
Such stories are subject to multiple
interpretations, but this one points most importantly to the dogmatic
superficiality of proclamations of God's sovereignty that sanctify human
determinations. Notably, the Khawarij's rallying cry
of "dominion belongs to God" or "the Qur'an is the judge" (la
hukma illa li'llah or al-hukmu li'l-Qur'an) is nearly identical to the slogans invoked
by contemporary fundamentalist groups.2 But considering the historical context, the Khawarij's sloganeering was initially a call for the
symbolism of legality and the supremacy of law that descended into an
unequivocal radicalized demand for fixed lines of demarcation between what is
lawful and unlawful.
To a believer, God is all-powerful and the
ultimate owner of the heavens and earth. But when it comes to the laws in a
political system, arguments claiming that God is the sole legislator endorse a
fatal fiction that is indefensible from the point of view of Islamic theology.
Such arguments pretend that (some) human agents have perfect access to God's
will, and that human beings could become the perfect executors of the divine
will without inserting their own human judgments and inclinations in the
process.
Moreover, claims about God's sovereignty assume
that the divine legislative will seeks to regulate all human interactions,
that Shari'ah is a complete moral code that
prescribes for every eventuality. But perhaps God does not seek to regulate all
human affairs, and instead leaves human beings considerable latitude in
regulating their own affairs as long as they observe certain minimal standards
of moral conduct, including the preservation and promotion of human dignity and
well-being. In the Qur'anic discourse, God commanded
creation to honor human beings because of the miracle of the human intellect-an
expression of the abilities of the divine. Arguably, the fact that God honored
the miracle of the human intellect and the human being as a symbol of divinity
is sufficient to justify a moral commitment to protecting and preserving the integrity
and dignity of that symbol of divinity. But-and this is 'Ali's central
point-God's sovereignty provides no escape from the burdens of human agency.
When human beings search for ways to approximate
God's beauty and justice, then, they do not deny God's sovereignty; they honor
it. It is honored as well in the attempt to safeguard the moral values that
reflect the attributes of the divine. If we say that the only legitimate source
of law is the divine text and that human experience and intellect are irrelevant
to the pursuit of the divine will, then divine sovereignty will always stand as
an instrument of authoritarianism and an obstacle to democracy. But that
authoritarian view denigrates God's sovereignty.
I will further develop this argument below, but
to make the case more compelling and accessible, I need first to lay a broader
foundation for Islamic political and legal doctrines.
Government
and Law
If, as many Muslim fundamentalists and Western orientalists contend, God's dominion or sovereignty means
that God is the sole legislator, then one would expect that a caliph or Muslim
ruler would be treated as God's agent or representative. If God is the only
sovereign within a political system, then the ruler ought to be appointed by
the divine sovereign, serve at His pleasure, and implement His will. But just
as the meaning and implications of God's sovereignty were
the subject of an intense debate in pre-modern Islam, so were the powers of the
ruler and the place of law in circumscribing those powers. And some lines of
argument in the debate resonate with modern democratic ideas.
Ruler
and Ruled
It is well established, at least in Sunni Islam,
that the Prophet died without naming a successor to lead the Muslim community.
The Prophet intentionally left the choice of leadership to the Muslim nation as
a whole. A statement attributed to the Rightly Guided Caliph Abu Bakr asserts, "God has left people to manage their own
affairs so that they will choose a leader who will serve their interests."3
The word khalifa
(caliph), the title given to the Muslim leader, literally means successor or
deputy. Early on Muslims debated whether it was appropriate to name the leader
the Caliph of God (khalifat Allah), but
most scholars preferred the designation Caliph of the Prophet of God (khalifat rasul Allah).
But the Caliph-whether the Prophet's successor or God's deputy-did not enjoy
the authority of either the Prophet or God whose powers of legislation,
revelation, absolution, and punishment cannot be delegated to any other. But
how much of the Prophet's authority does the Caliph enjoy? And to whom does the
Caliph answer?
If the Caliph's primary obligation is to
implement divine law, then arguably the Caliph answers only to God. So long as
the Caliph's actions are plausible interpretations of God's mandates, then such
interpretations must be accepted and the Caliph has fulfilled his duties to the
people. Only God can assess the Caliph's intentions, and-most Sunni jurists
argued-a ruler is not removable from power unless he commits a clear, visible,
and major infraction against God (i.e., a major sin).
Muslim jurists did not, however, completely sever
the connection between ruler and people. In Sunni theory the Caliphate must be
based on a contract ('aqd) between the Caliph
and ahl al-hall wa al-'aqd (the people
who have the power of contract) who give their bay'a
(allegiance or consent to the Caliph): the Caliph is to receive the bay'a in return for his promise to discharge the
terms of the contract. The terms of the contract were not extensively discussed
in Islamic sources. Typically, jurists would include the obligation to apply
God's law and to protect Muslims and the territory
of Islam; in return the ruler was
promised the people's support and obedience. The assumption has been that Shari'ah law defines the terms of the contract.
Who are the people that have the power to choose
and remove the ruler? The Mu'tazili4 scholar Abu Bakr al-Asam (d. 200/816) argued that the public at large must have
this power: there must be a general consensus over the ruler and each person
must individually give his consent.5 The vast majority of Muslim jurists argued more
pragmatically that ahl al-hall wa al-'aqd
are those who possess the necessary shawka
(power or strength) to insure the obedience or, in the alternative, the consent
of the public.
The idea of the consent of the governed, despite
its democratic resonance, ought not to be equated with conceptions of delegated
powers or government by the people. Consent in pre-modern Muslim discourses
appears to be the equivalent of acquiescence. Underlying these discussions is a
certain amount of distrust towards the laity (al-'amma):
"They [the laity] tend to float with every ebb and flow, and maybe [the
laity] will be more content with choosing [to the Caliphate] the wrong-doers
instead of the righteous [rulers] . . ."6 This type of attitude was
widespread among Muslim jurists, and considering the historical period in which
they wrote-well before any experience with mass democracy or broad literacy-it
is not surprising. As a result many of the concepts employed in political
discourses suggest an idea of representative government but never fully endorse
it. In the dominant paradigm both ruler and ruled are God's agents (khulafa' Allah) in implementing the divine
law.
The
Rule of Law
As noted above, an essential characteristic of a
legitimate Islamic government is that it is subject to and limited by Shari'ah law. Although this concept does offer support for
the rule of law, we must distinguish between the supremacy of law and the
supremacy of a set of legal rules. The two are quite distinct, and both are
suggested in the Islamic legal tradition. Once again, Islamic political thought
contains a range of interpretive possibilities. And once again, some of those
possibilities resonate more strongly with democratic principles.
In asserting the supremacy of Shari'ah,
Muslim scholars typically were arguing that its positive commandments, such as
punishment for adultery or the drinking of alcohol,
ought to be honored by the government. But a government that declares its
intention to abide by all the positive commandments of Shari'ah
may nevertheless manipulate the rules in order to obtain desired results. Under
the pretense of guarding public modesty the government could pass arbitrary
laws forbidding many forms of public assembly; under the guise of protection of
orthodoxy it could pass arbitrary laws to punish creative expression; under the
guise of protecting individuals from slander, it could suppress many forms of
political and social criticism; and a government could imprison or execute
political dissenters, claiming that they are sowing fitnah
(discord and social turmoil). Arguably, all these governmental actions are Shari'ah-compliant unless there is a clear sense of the
limits imposed upon the ability of the government to service and promote even
the Shari'ah.
But the rule of law need not be taken to mean
that government is bound by a codebook of specific regulations. Instead, it
might be interpreted as requiring a government bound by processes of making and
interpreting laws, and even more importantly as requiring that those processes
themselves be bound by fundamental moral commitments-in particular to human
dignity and freedom.
We find some evidence for this alternative
conception of the rule of law in the pre-modern juristic literature. Jurists
discussed the limits to be placed on the lawmaking power of the state, in part
under the rubric of public interest (al-masalih
al-mursalah) and blocking the means to illegality
(sadd al-dhari'ah).
Both jurisprudential concepts enabled the state to extend its law making powers
in order to fulfill a good or avoid an evil. For instance, pursuant to the
principle of blocking the means, the lawmaker could claim that behavior that is
lawful ought to be considered unlawful because it leads to the commission of
illegal acts. In essence, both public interest and blocking the means made law
more flexible and adaptive. Of course, they could be employed to expand the law
not only in the service of the public good but at the expense of individual
autonomy as well. In particular, blocking the means to evil, founded on the
idea of preventive or precautionary measures (al-ihtiyat),
could be exploited to expand the power of the state under the guise of
protecting the Shari'ah. This type of dynamic can be
avoided in part by adopting procedural guarantees, but more importantly by
understanding that the rule of law is as ensuring the dignity and freedoms of
human beings, which the Shari'ah can be utilized to
justify but not to undermine.
An important dimension to the challenge of
establishing the rule of law is the complex relationship between Shari'ah law, as articulated by jurists, and the
administrative practices of the state or expediency laws (al-ahkam al-siyasiyyah). While
in the first two centuries of Islam it was possible to find jurists citing the
practices of the state as a normative precedent, this became increasingly rare.
By the fourth/tenth century Muslim jurists had established themselves as the
only legitimate authority empowered to expound the law of God. The practice of
the state was not considered illegitimate, but only the Muslim jurists could
settle the law. The state was expected to enforce divine laws, not to determine
their content.
Still, as the enforcer of divine laws the state
was granted broad discretion over matters of public interest (known as the field
of al-siyasah al-Shar'iyyah).
State regulations were lawful and enforceable as long as they did not
contravene the divine law, as expounded by the jurists, or constitute an
abusive use of discretion (al-ta'assuf fi masa'il al-khiyar).
For this reason jurisprudential works meticulously documented the
determinations of jurists but did not document state regulations, which were
documented by state functionaries in works on the administrative practices of
the state. In the dictum of Muslim jurists, Shari'ah
is considered the foundation of law and politics is its protector. (Similarly,
Muslim jurists often would assert that religion is the foundation and the
political authorities are its protector.) This paradigm, however, leaves
unresolved the core problem of how to clearly delineate the limits of
government power. To what extent can the government extend the reach of its
laws under the guise of guarding or properly fulfilling purposes of Shari'ah?
Concerns about the reach of the government's
power under Shari'ah have antecedents in Islamic
history and so, by the standards of the modern age, this is not an entirely
novel issue. But such concerns are nearly absent from the framework of
contemporary Islamists. To date, Islamist models, whether in Iran,
Saudi Arabia,
or Pakistan,
have endowed the state with legislative power over the divine law. For
instance, the claim of precautionary measures (blocking the means) is used
today in Saudi Arabia
to justify a wide range of restrictive laws against women, including the
prohibition against driving cars. This is a relatively novel invention in
Islamic state practices and in many instances amounts to the use of Shari'ah to undermine Shari'ah.
Traditionally, Muslim jurists insisted that the
rulers ought to consult with the jurists on all matters related to law, but the
jurists themselves never demanded the right to rule the Islamic state directly.
In fact, until recently neither Sunni nor Shi'i
jurists ever assumed direct rule in the political sphere.7 Throughout Islamic history the
jurists ('ulama) performed a wide range of
economic, political, and administrative functions but most importantly acted as
negotiative mediators between the ruling classes and
the laity. As Afaf Marsot states: "[The 'ulama]
were the purveyors of Islam, the guardians of its tradition, the depository of
ancestral wisdom, and the moral tutors of the population."8 While they
legitimated and often explained the rulers to the ruled, the jurists also used
their moral weight to thwart tyrannous measures and at times led or legitimated
rebellions against the ruling classes. Modernity, however, has turned the 'ulama from "vociferous spokesmen of the
masses" into salaried state functionaries who play a primarily
conservative, legitimist role for the ruling regimes in the Islamic world.9 The
disintegration of the role of the 'ulama and
their co-optation by the modern praetorian state, with its hybrid practices of
secularism, have opened the door for the state to become the maker and enforcer
of the divine law; in so doing the state has acquired formidable power that has
further ingrained the practice of authoritarianism in various Islamic states.
Consultative
Government
The Qur'an instructs the Prophet to consult
regularly with Muslims on all significant matters and indicates that a society
that conducts its affairs through some form of deliberative process is
considered praiseworthy in the eyes of God (3:159; 42:38). There are many historical
reports suggesting that the Prophet consulted regularly with his Companions
regarding the affairs of the state. In addition, shortly after the death of the
Prophet the concept of shura (consultative
deliberations) had become a symbol signifying participatory politics and
legitimacy. The failure to enforce or adhere to shura
became a common theme invoked in narratives of oppression and rebellion. For
example, it is reported that the Prophet's cousin 'Ali reproached Umar b. al-Khattab, the second
caliph, and Abu Bakr, the first caliph, for not
respecting the shura by nominating Abu Bakr to the caliphate in the absence of the Prophet's
family.10
And the opposition to 'Uthman b. 'Affan
(r. 23-35/644-656), the third Rightly Guided Caliph, accused him of destroying
the rule of shura because of his alleged
nepotistic and autocratic policies.
Although the precise meaning of shura in these historical narratives is
unclear, the concept most certainly did not refer merely to a ruler's solicitation
of opinions from notables in society; it signified, more broadly, resistance to
autocracy, government by force, or oppression. This is consistent with the
juristic hostility towards despotism (al-istibdad)
and whimsical and autocratic governance (al-hukm bi'l hawa wa al-tasallut). Even
when Muslim jurists prohibited rebellions against despotic rulers, they
tolerated despotism as a necessary evil, not as a desirable good.
After the third/ninth century the concept of shura took more concrete institutional shape in the
discourses of Muslim jurists. Shura became
the formal act of consulting ahl al-shura (the people of consultation), who according to
the juristic sources are the same group of people who constitute ahl al-'aqd (the
people who choose the ruler). Sunni jurists debated whether the results of the
consultative process are binding (shura mulzima) or non-binding (ghayr
mulzima). If the shura
is binding then the ruler must abide by the determinations made by ahl al-shura. The
majority of jurists, however, concluded that the determinations of ahl al-shura are
advisory and not compulsory. But, rather inconsistently, many jurists asserted
that after consultation the ruler must follow the opinion that is most
consistent with the Qur'an, Sunnah, and the consensus
of jurists. Al-Ghazali expressed the general
consensus when he said that "[d]espotic,
non-consultative, decision-making, even if from a wise and learned person is
objectionable and unacceptable."11
Modern reformists have seized upon the ideal of a
consultative government as a way of arguing for the basic compatibility between
Islam and democracy. But even if the ethic of shura
is expanded into a broader concept of a participatory government, concerns
about majority tyranny underscore that the moral commitments informing the
lawmaking process are as important as the process itself. So even if shura is transformed into an instrument of
participatory representation, it must itself be limited by a scheme of private
and individual rights that serve an overriding moral goal such as justice. In
other words, shura must be valued not because
of the results it produces but because it represents a moral value in itself.
As a result, regardless of the value of specific dissenting views, dissent
would be tolerated because doing so is seen as a basic part of the mandate of
justice.
The Islamic tradition of legal-political thought,
then, suggests ideas of representation, consultation, and legal process. But
the precise content of those ideas remains contested and provides no direct
link between Islam and democracy. To understand the democratic possibilities of
Islam we must look more deeply into the role of human beings in God's creation
and the central importance of justice in human life assigned by the Qur'an.
Justice
and Mercy
Justice plays a central role in the Qur'anic discourse: it is an obligation we owe to God, and
also to one another. In addition, the imperative of justice is tied to the
obligations of enjoining the good and forbidding the evil, and the necessity of
bearing witness on God's behalf. Although the Qur'an does not define the
constituent elements of justice, it emphasizes the ability to achieve justice
as a unique human charge and necessity-an obligation that falls on all of us in
our capacity as vicegerents. In essence the Qur'an requires a commitment to a
moral imperative that is vague but recognizable through intuition, reason, and
human experience.
The Islamic debate about how government might
serve justice is remarkably similar to seventeenth-century Western discourse on
the state of nature or the original condition of human beings. One view-advanced by Ibn Khaldun and al-Ghazali-argued
that human beings are by nature fractious, contentious, and not inclined towards
cooperation. So, government is necessary to force people to cooperate
with each other, contrary to their natures, and to promote justice and the
general interest.
Another school of thought, exemplified by al-Mawardi and Ibn Abi al-Rabi', argued that God created human beings weak and
in need so that they would cooperate by necessity; cooperation would limit
injustice by restraining the strong and safeguarding the rights of the weak.
Furthermore, God created human beings different from one another so that they
would need each other to achieve their aims. In this school of thought, human
beings by nature desire justice and will tend to cooperate in order to achieve
it. Even if human beings exploit the divine gift of intellect and the guidance
of the law of God, through cooperation they are bound to reach a greater level
of justice and moral fulfillment. And the ruler ascends to power through a
contract with the people, pursuant to which he undertakes to further the
cooperation of the people with the ultimate goal of achieving a just society.
In reflecting on the demands of justice the
juristic argument about human diversity and cooperation is especially
important. The Qur'an says that God created people different and grouped them
into nations and tribes so that they would come to know one another. Muslim
jurists reasoned that the expression "come to know one another"
indicates the need for social cooperation and mutual assistance in order to
achieve justice (49:13). The Qur'an also notes that people will remain
different from one another until the end of human existence. It also states
that the reality of human diversity is part of the divine wisdom and an
intentional purpose of creation: "If thy Lord had so willed, He could have
made mankind one people, but they will not cease to dispute ..." (11:118).
The Qur'anic
celebration and sanctification of human diversity incorporates that diversity
into the purposeful pursuit of justice and creates various possibilities for
pluralistic commitment in modern Islam. That commitment could be developed into
an ethic that respects dissent and honors the right of human beings to be
different, including the right to adhere to different religious or nonreligious
convictions. At the political level it could be appropriated into a normative
stance that considers justice and diversity to be core values that a democratic
constitutional order is bound to protect. Furthermore, it could be developed
into a notion of delegated powers, where the ruler is entrusted to serve the core
value of justice by ensuring rights of assembly, cooperation, and dissent. Even
more, a notion of limits could be developed that would restrain the government
from derailing the quest for justice or from hampering the right of the people
to cooperate, or dissent, in this quest. Importantly, if the government fails
to discharge the obligations of its covenant, then it loses its legitimate
claim to power.
Unfortunately, however, several factors militate
against the fulfillment of these possibilities in modern Islam. At the
theological and philosophical level the constituents of justice have not been
subject to close examination in Islamic doctrine. And part of the explanation
for that limitation lies in a basic tension in understanding the nature of
justice. Does the divine law define justice or does justice define the divine
law? If it is the former then whatever one concludes is the divine law therein
is justice. If it is the latter, then whatever justice demands is, in fact, the
demand of the divine.
If we can know what justice requires by first
determining what the divine law is, then there is no point in investigating the
demands of justice-whether justice means equality of opportunities or results,
or fostering personal autonomy, or maximizing collective utility, or guarding
basic human dignity. If the divine law is prior to justice, then the just
society is no longer about rights of speech and assembly, or the right to
explore the means to justice, but simply about the implementation of the divine
law.
Suppose instead that we accept the primacy of
justice in the Qur'anic discourse, the notion of
human vicegerency, and the idea that the duty to
foster justice has been assigned to humanity at large. A reasonable conclusion
would be that the value of justice ought to control and guide all efforts at
interpreting and understanding divine law. This requires a serious paradigm
shift in Islamic thinking. In my view, justice is a divine imperative, and
represents the sovereignty of the divine. God describes God's self as
inherently just, and the Qur'an asserts that God has decreed mercy upon God's
self (6:12, 54). Furthermore, the
very purpose of entrusting the divine message to the Prophet Muhammad was as a
gift of mercy to human beings.12
In the Qur'anic
discourse mercy is not simply forgiveness, nor the willingness to ignore the
faults and sins of people,13
but a state in which the individual is able to be just with him- or herself and
others, by giving each individual person his or her due. Fundamentally, mercy
is tied to a state of genuine perception of others-that is why in the Qur'an
mercy is coupled with the need for human beings to be patient and tolerant with
each other.14 Most
significantly, diversity and differences among human beings are claimed in the Qur'anic discourse as merciful divine gifts to humankind
(11:119).15
Genuine perception that enables persons to understand, appreciate, and become
enriched by the diversity of humanity is one of the constituent elements for
founding a just society and achieving justice. The divine charge to human
beings at large and Muslims in particular is, as the Qur'an puts it, "to
know one another," and to utilize this genuine knowledge in an effort to
pursue justice.
On this view, then, the divine mandate for a
Muslim polity is to pursue justice by adhering to the need for mercy. Although
coexistence is a basic necessity for mercy, in order to pursue genuine
knowledge of the other and aspire to a state of justice, human beings need to
cooperate in seeking the good and beautiful, and do so by engaging in a
purposeful moral discourse. Implementing legalistic rules, even if such rules
are the product of the interpretation of divine texts, is not sufficient for
mercy-genuine perception of the other-or, ultimately, for justice.
So principles of mercy and justice are the
primary divine charge, and God's sovereignty lies in the fact that God is the
authority that delegated to human beings the charge to achieve justice on earth
by fulfilling the virtues that approximate divinity.16 This conception of divine
sovereignty does not negate human agency by requiring a mechanical enforcement
of rules; instead, it accommodates our agency and even promotes it insofar as
it contributes to the fulfillment of justice. Significantly, according to the
juristic discourses it is not possible to achieve justice unless every
possessor of a right (haqq) is granted his or
her right. The challenge for human vicegerents is to recognize that a right
exists, to understand who is the possessor of such a right, and ultimately to
ensure that the possessor enjoys the right. A society that fails in this
task-no matter how many rules it applies-is neither merciful nor just. This
puts us in a position to explore the possibility of individual rights in Islam.
Individual
Rights
All constitutional democracies afford strong
protections to certain individual interests through rights of free speech and
assembly, equality before the law, rights to property, and guarantees of due
process. But which rights ought to be protected, and to what extent, is subject
to a large measure of variation in theory and practice. Here I will suppose
that whatever the precise nature of rights, some individual interests ought to
be treated as unassailable. These unassailable interests are those
whose violation communicates to the individual in question a sense of
worthlessness and tends to destroy the faculty of a human being to comprehend
the necessary elements for a dignified existence. So, use of torture and denial
of food, shelter, or means of sustenance, such as employment, are always
unacceptable.
To understand the traditional place of protected
interests in Islamic law it is important to note that the purpose of Shari'ah in jurisprudential theory is to assure the welfare
of the people (tahqiq masalih
al-'ibad). Typically, Muslim jurists divided the
welfare of the people into three categories: necessities (daruriyyat),
needs (hajiyyat), and luxuries (kamaliyyat or tahsiniyyat).
According to Muslim jurists the law and policies of the government must fulfill
these interests, in descending order of importance-first necessities, then
needs, then luxuries. The necessities are further divided into
five basic values-al-daruriyyat al-khamsah: religion, life, intellect,
lineage or honor, and property. But Muslim jurists did not develop the five
basic values as broad categories and then explore the theoretical implications
of each value. Rather, in a positivistic spirit, they examined existing legal
injunctions that could be said to serve each value and concluded that by their
codification of these specific injunctions, the five values would be
sufficiently served. So, for example, Muslim jurists contended that the
prohibition of murder in Islamic law served the basic value of life, the law of
apostasy protected religion, the prohibition of intoxicants protected the
intellect, the prohibition of fornication and adultery protected lineage, and
the right of compensation protected the right to property. But limiting the
protection of the intellect to a prohibition of alcohol or the protection of
life to the prohibition of murder is hardly thorough. Unfortunately, it appears
that the juristic tradition reduced these five values to technical objectives.
Still, the broad values asserted could serve as a foundation for a systematic
theory of individual rights in the modern age.17
To be sure, the juristic tradition articulated a
wealth of positions that exhibit an orientation toward protections for
individuals. For instance, Muslim jurists developed the idea of presumption of
innocence in criminal and civil proceedings and argued that the accuser always carries
the burden of proof (al-bayyina 'ala man idda'a). In matters related to heresy, Muslim jurists
repeatedly argued that it is better to let a thousand heretics go free than to
wrongfully punish a single sincere Muslim. In criminal cases the jurists argued
that it is always better to release a guilty person than to run the risk of
punishing an innocent one. Moreover, many jurists condemned the practice of
detaining or incarcerating heterodox groups even when such groups openly
advocated and proselytized their heterodoxy (such as the Khawarij)
and argued that such groups may not be harassed or molested until they carry
arms and form a clear intent to rebel against the government. Muslim jurists
also condemned the use of torture, arguing that the Prophet forbade the use of muthla (the use of mutilations) in all situations,18
and opposed the use of coerced confessions in all legal and political matters.19 In fact,
a large number of jurists articulated a doctrine similar to the American
exculpatory doctrine-confessions or evidence obtained under coercion are inadmissible at trial. Interestingly, some jurists even
asserted that judges who rely on a coerced confession in a criminal conviction
are to be held liable for the wrongful conviction. Most
argued that the defendant or his family may bring an action for compensation
against the judge individually, and the caliph and his representatives
generally, because the government is deemed vicariously liable for the unlawful
behavior of its judges.
But perhaps the most intriguing discourse on the
subject in the juristic tradition concerns the rights of God and the rights of
people. The rights of God (huquq Allah)
are rights retained by God in the sense that only God can say how the violation
of these rights may be punished and only God has the right to forgive such
violations. But all rights not explicitly retained by God are retained by
people. And while violations of God's rights are only forgiven by God through
adequate acts of repentance, the rights of people may be forgiven only by the
people. Thus, a right to compensation is retained individually by a human being
and may only be forgiven by the aggrieved individual. Neither the government
nor even God have the right to forgive or compromise such a right of
compensation if it is designated as part of the rights of human beings.
Muslim jurists did not imagine a set of
unwavering and generalizable rights that are to be
held by each individual at all times. Rather, they thought of individual rights
as arising from a legal cause brought about by the suffering of a legal wrong.
A person does not possess a right until he or she has been wronged and obtains
a claim for retribution or compensation as a result. To shift paradigms would
require transformation of traditional conceptions of rights, so that rights
become the property of individual holders, regardless of whether there is a
legal cause of action. The set of rights recognized as immutable are those that
are necessary to achieve a just society while promoting the element of mercy.
In my view these must be the rights that guarantee the physical safety and
moral dignity of a human being. It is quite possible that the relevant
individual rights are the five values mentioned above, but this issue needs to
be re-analyzed in light of the current diversity of human existence. In this
context, the commitment to human rights does not signify a lack of commitment
to God but is instead a necessary part of celebrating human diversity, honoring
God's vicegerents, achieving mercy, and pursuing the ultimate goal of justice.
Interestingly enough, it is not the pre-modern
juristic tradition that poses the greatest barrier to the development of
individual rights in Islam. Rather, the most serious obstacle comes from modern
Muslims themselves. Especially in the second half of the last century, a
considerable number of Muslims have made the unfounded assumption that Islamic
law is concerned primarily with duties, not rights, and that the Islamic
conception of rights is collectivist, not individualistic. Both assumptions,
however, are based only on cultural assumptions about the non-Western
"other." It is as if these interpreters fixed on a Judeo-Christian or
perhaps Western conception of rights and assumed that Islam must be different.
In reality, claims about both individual and
collectivist rights are largely anachronistic. Pre-modern Muslim jurists did
not assert a collectivist vision of rights or an individualistic vision. They
did speak of al-haqq al-'amm
(public rights), and often asserted that public rights ought to be given
preference over private entitlements. But this amounted to no more than an
assertion that the many should not be made to suffer for the entitlements of
the few. For example, as a legal maxim this was utilized to justify the notion
of public takings or the right to public easements over private property. This
principle was also utilized in prohibiting unqualified doctors from practicing
medicine.20
But as noted above, Muslim jurists did not, for instance, justify the killing
or the torture of individuals in order to promote the welfare of the state or
the public interest.
Perhaps the widespread assertion of a primacy of
collectivist and duty-based perspectives in Islam points to the reactive nature
of much contemporary discourse on Islamic law. But the notion of individual
rights is actually easier to justify in Islam than a collectivist orientation.
God created human beings as individuals, and their liability in the Hereafter
is individually determined as well. To commit oneself to safeguarding and
protecting the well-being of individuals is to take God's creation seriously.
Each individual embodies a virtual universe of divine miracles. Why should a
Muslim commit him- or herself to the rights and well-being of a fellow human
being? The answer is that God already made such a commitment when God invested
so much of the God-self in each and every person. This is why the Qur'an
asserts that whomever kills a fellow human being unjustly has in effect
murdered all of humanity; it is as if the killer has murdered the divine
sanctity and defiled the very meaning of divinity (5:32).
Moreover, the Qur'an does not differentiate
between the sanctity of a Muslim or non-Muslim.21 As the Qur'an repeatedly
asserts, no human being can limit the divine mercy in any way, or even regulate
who is entitled to it (2:105; 3:74; 35:2, 38:9, 39.38; 40:7, 43:32). I take
this to mean that non-Muslims as well as Muslims could be recipients and givers
of divine mercy. The measure of moral virtue on this earth is a person's
proximity to divinity through justice, not a religious label. The measure in
the Hereafter is a different matter, but that matter is God's exclusive
jurisdiction. God will most certainly vindicate God's rights in the Hereafter
in the fashion that God deems most fitting. But our primary moral
responsibility on earth is the vindication of the rights of human beings. A
commitment in favor of human rights is a commitment in favor of God's creation
and ultimately a commitment in favor of God.
Shari'ah and the Democratic State
A case for democracy presented from within Islam
must accept the idea of God's sovereignty: it cannot substitute popular
sovereignty for divine sovereignty, but must instead show how popular
sovereignty-with its idea that citizens have rights and a correlative
responsibility to pursue justice with mercy-expresses God's authority, properly
understood. Similarly, it cannot reject the idea that God's law is given prior
to human action, but must show how democratic lawmaking respects that priority.
I have reserved the issue of Shari'ah and the State
for the end because it was necessary to first lay the foundation for addressing
it. As part of this foundation, it is important to appreciate the centrality of
Shari'ah to Muslim life. Shari'ah
is God's Way; it is represented by a set of normative principles, methodologies
for the production of legal injunctions, and a set of positive legal rules. As
is well known, Shari'ah encompasses a variety of
schools of thought and approaches, all of which are equally valid and equally
orthodox.22
Nevertheless, Shari'ah as a whole, with all its
schools and variant points of view, remains the Way and Law of God.
The Shari'ah, for the
most part, is not explicitly dictated by God. Rather, Shari'ah
relies on the interpretive act of the human agent for its production and
execution. Paradoxically, however, Shari'ah is the
core value that society must serve. The paradox here is exemplified in the
tension between the obligation to live by God's law and the fact that this law
is manifested only through subjective interpretive determinations. Even if
there is a unified realization that a particular positive command does express
the divine law, there is still a vast array of possible subjective executions
and applications. This dilemma was resolved somewhat in Islamic discourses by
distinguishing between Shari'ah and fiqh. Shari'ah, it was
argued, is the Divine Ideal, standing as if suspended in midair, unaffected and
uncorrupted by life's vagaries. The fiqh is
the human attempt to understand and apply the ideal. Therefore, Shari'ah is immutable, immaculate, and flawless-fiqh is not.23
As part of the doctrinal foundations for this
discourse, Sunni jurists focused on the tradition attributed to the Prophet,
stating: "Every mujtahid (jurist who
strives to find the correct answer) is correct" or "Every mujtahid will be [justly] rewarded." This
implied that there could be more than a single correct answer to the same
question. For Sunni jurists this raised the issue of the purpose or motivation
behind the search for the Divine Will. What is the Divine Purpose behind
setting out indicators to the divine law and then requiring that human beings
engage in a search? If the Divine wants human beings to reach the
correct understanding, then how could every interpreter or jurist be correct?
Put differently, is there a correct legal response to all legal problems, and
are Muslims charged with the legal obligation of finding that response?
The overwhelming majority of Sunni jurists agreed
that goodfaith diligence in searching for the Divine
Will is sufficient to protect a researcher from liability before God. Beyond
this, the jurists were divided into two main camps. The first school, known as
the mukhatti'ah, argued that every
legal problem ultimately has a correct answer; however, only God knows the
correct response, and the truth will not be revealed until the Final Day. Human
beings for the most part cannot conclusively know whether they have found that
correct response. In this sense every mujtahid
is correct in trying to find the answer; however, one reader might reach the
truth while the rest might mistake it. God, on the Final Day, will inform all
readers of who was right and who was wrong. Correctness here means that the mujtahid is to be commended for putting in the
effort, but it does not mean that all responses are equally valid.
The second school, known as the musawwibah, argued that there is no specific
and correct answer (hukm mu'ayyan) that God wants human beings to discover:
after all, if there were a correct answer, God would have made the evidence
indicating a divine rule conclusive and clear. God cannot charge human beings
with the duty to find the correct answer when there is no objective means to
discover the correctness of a textual or legal problem. If there were an
objective truth to everything, God would have made such a truth ascertainable
in this life. Legal truth, or correctness, in most circumstances depends on
belief and evidence, and the validity of a legal rule or act is often
contingent on the rules of recognition that provide for its existence. Human
beings are not charged with the obligation of finding some abstract or
inaccessible, legally correct result. Rather, they are charged with the duty to
diligently investigate a problem and then follow the results of their own ijtihad. According to al-Juwayni,
for example, what God wants or intends is for human beings to search-to live a
life fully and thoroughly engaged with the divine. Al-Juwayni
explains: it is as if God has said to human beings, "My command to My servants is in accordance with the preponderance of their
beliefs. So whoever preponderantly believes that they are obligated to do
something, acting upon it becomes My command."24 God's
command to human beings is to diligently search and God's law is suspended
until a human being forms a preponderance of belief about the law. At the point
that a preponderance of belief is formed, God's law becomes in accordance with
the preponderance of belief formed by that particular individual. In summary,
if a person honestly and sincerely believes that such and such is the law of
God, then as to that person it is in fact God's law.
The position of the second school in particular
raises difficult questions about the application of the Shari'ah
in society. This position implies that God's law is to search for God's law;
otherwise the legal charge (taklif) is
entirely dependent on the subjectivity and sincerity of belief. Under the first
school of thought, whatever law the state applies, that law is only potentially
the law of God, and we will not find out until the Final Day. Under the second
school of thought, any law applied by the state is not the law of God unless
the person to which the law applies believes it to be
God's will and command. The first school suspends knowledge until we are done
living and the second school hinges knowledge on the validity of the process
and ultimate sincerity of belief.
Building upon this intellectual heritage, I would
suggest Shari'ah ought to stand in an Islamic polity
as a symbolic construct for the divine perfection that is unreachable by human
effort. As Ibn Qayyim
stated, it is the epitome of justice, goodness, and beauty as conceived and
retained by God. Its perfection is preserved, so to speak, in the Mind of God,
but anything that is channeled through human agency is necessarily marred by
human imperfection. Put differently, Shari'ah as
conceived by God is flawless, but as understood by human beings Shari'ah is imperfect and contingent. Jurists ought to
continue to explore the ideal of Shari'ah and to
expound their imperfect attempts at understanding God's perfection. As long as
the argument constructed is normative it is unfulfilled potential to reach the
Divine Will. Significantly, any law applied is necessarily a potential-unrealized.
Shari'ah is not simply a collection of ahkam (a set of positive rules) but also a set of
principles, a methodology, and a discoursive process
that searches for the divine ideals. As such, Shari'ah
is a work in progress that is never complete.
To put it more concretely: if a legal opinion is
adopted and enforced by the state, it cannot be said to be God's law. By
passing through the determinative and enforcement processes of the state, the
legal opinion is no longer simply a potential-it has become an actual law,
applied and enforced. But what has been applied and enforced is not God's
law-it is the state's law. Effectively, a religious state law is a
contradiction in terms. Either the law belongs to the state or it belongs to
God, and as long as the law relies on the subjective agency of the state for
its articulation and enforcement, any law enforced by the state is necessarily
not God's law. Otherwise, we must be willing to admit that the failure of the
law of the state is in fact the failure of God's law and, ultimately, of God
Himself. In Islamic theology, this possibility cannot be entertained.25
Of course, the most formidable challenge to this
position is the argument that God and His Prophet have set out clear legal
injunctions that cannot be ignored. Arguably, God provided unambiguous laws
precisely because God wished to limit the role of human agency and foreclose
the possibility of innovations. But-to return one last time to a point I have
emphasized throughout-regardless of how clear and precise the statements of the
Qur'an and Sunna, the meaning derived from these
sources is negotiated through human agency. For example, the Qur'an states:
"As to the thief, male or female, cut off (faqta'u)
their hands as a recompense for that which they committed, a punishment from
God, and God is all-powerful and all-wise" (5:38).
Although the legal import of the verse seems to be clear, it requires at
minimum that human agents struggle with the meaning of "thief,"
"cut off," "hands," and "recompense." The Qur'an
uses the expression iqta'u, from the
root word qata'a, which could mean to
sever or cut off, but it could also mean to deal firmly, to bring to an end, to
restrain, or to distance oneself from.26 Whatever the meaning derived
from the text, can the human interpreter claim with certainty that the
determination reached is identical to God's? And even when the issue of meaning
is resolved, can the law be enforced in such a fashion that one can claim that
the result belongs to God? God's knowledge and justice are perfect, but it is
impossible for human beings to determine or enforce the law in such a fashion
that the possibility of a wrongful result is entirely excluded. This does not
mean that the exploration of God's law is pointless; it only means that the
interpretations of jurists are potential fulfillments of the Divine Will, but
the laws as codified and implemented by the state cannot be considered as the
actual fulfillment of these potentialities.
Institutionally, it is consistent with the
Islamic experience that the 'ulama, the
jurists, can and do act as the interpreters of the Divine Word, the custodians
of the moral conscience of the community, and the curators reminding and
pointing the nation towards the Ideal that is God.27 But the law of the state,
regardless of its origins or basis, belongs to the state. Under this
conception, no religious laws can or may be enforced by the state. All laws
articulated and applied in a state are thoroughly human and should be treated
as such. These laws are a part of Shari'ah law only
to the extent that any set of human legal opinions can be said to be a part of Shari'ah. A code, even if inspired by Shari'ah,
is not Shari'ah. Put differently, creation, with all
its textual and nontextual richness, can and should
produce foundational rights and organizational laws that honor and promote
those rights. But the rights and laws do not mirror the perfection of divine
creation. According to this paradigm, democracy is an appropriate system for
Islam because it both expresses the special worth of human beings-the status of
vicegerency-and at the same time deprives the state
of any pretense of divinity by locating ultimate authority in the hands of the
people rather than the 'ulama. Moral educators
have a serious role to play because they must be vigilant in urging society to
approximate God. But not even the will of the majority-no matter how well
educated morally-can embody the full majesty of God. And
in the worst case-if the majority is not persuaded by the 'ulama, if the majority insists on turning away from God
but still respects the fundamental rights of individuals, including the right
to ponder creation and call to the way of God-those individuals who constituted
the majority will still have to answer, in the Hereafter, to God. <
Khaled Abou El Fadl
is the Omar and Azmeralda Alfi
Distinguished Fellow in Islamic Law at UCLA and author most recently of The
Place of Tolerance in Islam.
Notes
1. Muhammad b. 'Ali b. Muhammad al-Shawkani, Nayl al-Awtar Sharh Muntaqa
al-Akhbar (Cairo:
Dar al-Hadith, n.d.),
7:166; Shihab al-Din Ibn Hajar al-'Asqalani, Fath al-Bari bi Sharh Sahih al-Bukhari (Beirut: Dar al-Fikr,
1993), 14:303.
2. Ironically, Shi 'i and Sunni fundamentalist groups detest the Khawarij and consider them heretics, but this is not
because these modern groups disagree with the Khawarij's
political slogans, but because the Khawarij murdered
'Ali, the cousin of the Prophet.
3. 'Abd
Allah b. Muslim b. Qutayba (attributed), al-Imama wa al-Siyasa,
ed. Zini Taha (Cairo: Mu'assasat al-Halabi, 1967), 21.
This book is traditionally known as Ta'rikh
al-Khulafa'.
4. The Mu'tazilah
was a theological school of thought whose adherents called themselves ahl al-'adl wa al-tawhid (the people of
justice and unity). The school traces its origins to the thought of Wasil b. 'Ata' (d. 131/748) in Basra.
The Mu'tazilah are often
described as rationalists for their emphasis on rational theology. They also
considered justice and enjoining the good and forbidding the evil to be among
the five basic principles of faith. The Mu'tazilah's
five principles of faith were: (1) tawhid (believing
in the unity and singularity of God); (2) 'adl (justice);
(3) al-wa'd wa al-wa'id (the promise of reward and threat of punishment);
(4) al-manzilah bayna
al-manzilatayn (those who commit a major sin are
neither believers nor non-believers); (5) al-amr
bi al-ma'ruf wa al-nahy 'an al-munkar (commanding
the good and prohibiting the evil).
5. Citing the precedent of the
Prophet in Medina, al-Asam maintained that this included free Muslim women, but
not non-Muslims nor slaves. Reportedly, upon migrating to Medina,
the Prophet took the bay'a from a number of
native women as well as men. Muhammad 'Imara, al-Islam
wa Falsafat al-Hukm (Beirut: n.p., 1979),
431-432.
6. 'Imara,
al-Islam, 435.
7. After the evacuation of the
French in Egypt
in 1801, 'Umar Makram with
the assistance of the jurists overthrew the French agent left behind. Instead
of assuming power directly, the jurists offered the government to the Egyptianized Albanian Muhammad 'Ali.
8. Afaf Lutfi al-Sayyid Marsot, "The Ulama of Cairo
in the Eighteenth and Nineteenth Century," in Scholars, Saints, and
Sufis, ed. Nikki Keddi (Berkeley: University of
California Press, 1972), 149.
9. Daniel Crecelius,
"Egyptian Ulama and Modernization," in Scholars,
167-209, 168.
10. Jalal
al-Din al-Suyuti, Ta'rikh
al-Khulafa', ed. Ibrahim
Abu al-Fadl (Cairo: Dar al-Nahda,
1976), 109.
11. Abu Hamid
Al-Ghazali, Fada'ih
al-Batiniyya, ed. 'Abd
al-Rahman (Cairo: Dar al-Qawmiyya,
1964), 186, 191; Muhammad Jalal Sharaf
and 'Ali Abd al-Mu'ti
Muhammad, al-Fikr al-Siyasi
fi al-Islam: Shakhsiyyat wa Madhahib,
(Alexandria: dar al-jami'at
al-Msriyya, 1978) 399-403.
12. Qur'an 21:107, which
addressing the Prophet states: "We have not sent you except as a mercy to
human beings." Also, see Qur'an, 16:89. In fact, the Qur'an describes the
whole of the Islamic message as based on mercy and compassion. Islam was sent to
teach and establish these virtues among human beings. I believe that as to
Muslims, as opposed to Islam, this creates a normative imperative of teaching
mercy (27:77; 29:51; 45:20). But to teach mercy is impossible unless one learns
it, and such knowledge cannot be limited to text. It is ta'aruf
(the knowledge of the other), which is premised on an ethic of care that
opens the door to learning mercy, and in turn teaching it.
13. In Qur'anic
terms, rahma (mercy) is not limited to maghfira (forgiveness).
14. The Qur'an explicitly commands
human beings to deal with one another with patience and mercy (90:17) and not
to transgress their bounds by presuming to know who deserves God's mercy and
who does not (43:32). An Islamic moral theory focused on mercy as a virtue will
overlap with the ethic of care developed in Western moral theory.
15. This idea is also exemplified
in a tradition attributed to the Prophet asserting that the disagreement and
diversity of opinion of the umma (Muslim
nation) is a source of divine mercy for Muslims.
16. Of course, approximating the
divine does not mean aspiring to become divine. Approximating
the divine means visualizing the beauty and virtue of the divine, and striving
to internalize as much as possible of this beauty and virtue. I start
with the theological assumption that God cannot be comprehended or understood
by the human mind. God, however, teaches moral virtues that emanate from the
divine nature, and that are also reflected in creation. By imagining the
possible magnitudes of beauty and its nature, human beings can better relate to
the divine. The more humans are able to relate to the ultimate sense of
goodness, justice, mercy, and balance, which embody divinity, the more they are
able to visualize, or imagine the nature of divinity, and the more they are
able to model their own sense of beauty and virtue as approximations of
divinity.
17. I would argue that the
protection of religion should be developed to mean protecting the freedom of
religious belief; the protection of life should mean that the taking of life
must be for a just cause and the result of a just process; the protection of
the intellect should mean the right to free thinking, expression and belief;
the protection of honor should mean the protecting of the dignity of a human
being; and the protection of property should mean the right to compensation for
the taking of property.
18. Muslim jurists, however, did
not consider the severing of hands or feet as punishment for theft and banditry
to be mutilation.
19. A considerable number of
jurists in Islamic history were persecuted and murdered for holding that a
political endorsement (bay'a) obtained under
duress is invalid. Muslim jurists described the death of these scholars under
such circumstances as a death of musabara.
This had become an important discourse because caliphs were in the habit of
either bribing or threatening notables and jurists to obtain their bay'a.
20. Muslim jurists also asserted
that specific rights and duties should be given priority over general rights
and duties. But, again, this was a legal principle that applied to laws of
agency and trust. Although the principle could be expanded and developed to
support individual rights in the modern age, historically, it was given a far
more technical and legalistic connotation.
21. Some pre-modern jurists did
differentiate between Muslim and non-Muslim especially in matters pertaining to
criminal liability and compensation for torts.
22. The four surviving Sunni
schools of law and legal thought are the Hanafi, Maliki, Shafi'I, and Hanbali schools.
23. I am simplifying this
sophisticated doctrine in order to make a point. Muslim jurists engaged in
lengthy attempts to differentiate between the two concepts of Shari'ah and fiqh.
24. Al-Juwayni,
Kitab al-Ijtihad,
61.
25. Contemporary Islamic
discourses suffer from a certain amount of hypocrisy in this regard. Often,
Muslims confront an existential crisis if the enforced, so-called, Islamic laws
result in social suffering and misery. In order to solve this crisis, Muslims
will often claim that there has been a failure in the circumstances of
implementation. This indulgence in embarrassing apologetics could be avoided if
Muslims would abandon the incoherent idea of Shari'ah
state law.
26. Ahmed Ali argues in Al-ur'an: A Contemporary Translation (Princeton University
Press, 2001) that the word used in the Qur'an does not mean to amputate a limb,
but means to "stop their hands from stealing by adopting deterrent means . . ." (113). Classical jurists placed
conditions that were practically impossible to fulfill before a limb could be
amputated.
27. In order for the 'ulama to play a meaningful role in civil society they
must first regain their institutional and moral independence.
Originally
published in the April/May 2003 issue of Boston Review